Fight against money laundering
Asset management and investor protection rules
Financial Markets Infrastructure Act (FMIA)
Qualified Intermediary Agreement
Prevention of internal and external fraud
Risk management related to corruption issues
Mutual criminal and administrative assistance / Preparation of communications to the authorities
Human resources management in compliance issues (standard internalization, management of relations between players in the compliance field)
Situations de crise
Internal investigations and evaluation of sensitive files
Crisis management (non-compliance situations, internal investigations, internal process corrections)
Replacement or temporary reinforcement, assistance on specific projects
Compliance function outsourcing
Management of the regulatory impacts of Fintech projects (analysis, authorisation, etc.)
MLA membership applications to Self Regulatory Organisations (SROs) or FINMA
Implementation of requirements related to the new FinSA and FinIA (Financial Services Act and Financial Institutions Act)
Review of existing structures and procedures
Integration of financial intermediary’s needs and best practice
Learning facilitated through integration of human management aspects
Compliance project management
Drafting of internal procedures and processes
Implementation of control plans
Analysis of compliance department responsibilities in the light of the new FINMA requirements
QI Compliance Plan
Use of technical knowledge for human management purposes
Improvement of relations between services
Establishing better communication within and between teams
Promoting compliance culture
A lawyer and former member of the Swiss delegation to the FATF (Financial Act Group), Geneviève is a seasoned professional in the identification and management of regulatory risk.
She has almost 20 years of experience and knowledge with the Swiss Financial Market Supervisory Authority (FINMA), the Federal Finance Administration and as an auditor. She excels as a trainer and sparring partner in the resolution of compliance issues and in the analysis of complex files.
As a coach, she puts listening at the centre of the relationship with her clients, in the search for solutions that respect their ecology
Geneviève is a director of several banks and financial intermediaries.
Géraldine Badel Poitras
Lawyer, Trust & Estate Practioner (STEP), Géraldine is an expert in project and crisis management (non-compliance situations, internal investigations, internal process corrections).
Over the past 20 years, she has been responsible for Legal & Compliance at various Swiss and Canadian banking institutions. Géraldine has solid experience of the regulatory and legal constraints governing asset structures (Anglo-Saxon trusts, foundations, etc.) and the new world of Fintechs.
Géraldine likes a holistic and human approach to regulatory risk management. Géraldine is a partner in a law firm specialising in business law and banking and financial law.
Anne Waldburger Berthenet
A lawyer with a degree in Economics (HEC), Anne is an experienced practitioner in anti-money laundering (AML) and compliance issues.
She was head of the Compliance department of a renowned Geneva private bank, for which she worked for some fifteen years. For several years, she has specialised in outsourcing the compliance function and in setting up and/or reorganising structures and compliance processes.
Anne is committed to finding pragmatic and effective solutions tailored to her clients’ needs and regulatory requirements.
Do not hesitate to contact us, we will be happy to give you more information about our services
Compliance Angels Sàrl
Rue du collège 10
- +41 79 706 78 97